Search Result

461 - 480 of 702 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2005

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate