Search Result

441 - 460 of 643 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.1 Application

As Published: 2004

MCOB 9.1 Application

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2004

COLL 5.5 Cash, borrowing, lending and other provisions

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital