Search Result

421 - 440 of 720 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

MCOB 7.5 Statements

As Published: 2004

MCOB 7.5 Statements

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

COLL 6.1 Introduction and Application

As Published: 2004

COLL 6.1 Introduction and Application

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing