Search Result

361 - 380 of 666 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

ICOB 7.2 Group policies and third party claimants

As Published: 2005

ICOB 7.2 Group policies and third party claimants

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance