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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

PERG 1.4 General guidance to be found in PERG

As Published: 2005

PERG 1.4 General guidance to be found in PERG

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom