Search Result

221 - 240 of 662 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions