Search Result

161 - 180 of 555 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.1 Application

As Published: 2004

MCOB 9.1 Application

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?