Search Result

121 - 140 of 436 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2004

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction