Search Result

81 - 100 of 607 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PERG 2.5 Investments and activities: general

As Published: 2005

PERG 2.5 Investments and activities: general

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose