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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

DISP 4.1 Application and Purpose

As Published: 2002

DISP 4.1 Application and Purpose

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application