Search Result

61 - 80 of 435 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

LR 9.2 Requirements with continuing application

As Published: 2005

LR 9.2 Requirements with continuing application

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

COB 10.1 Application

As Published: 2001

COB 10.1 Application

PERG 2.7 Activities: a broad outline

As Published: 2005

PERG 2.7 Activities: a broad outline

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

COB 12.1 Application

As Published: 2003

COB 12.1 Application

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements