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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

DTR 3.1

As Published: 2005

DTR 3.1

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

LR 3.1 Application

As Published: 2005

LR 3.1 Application

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars