Search Result

581 - 600 of 639 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

TC 1.2 Commitments

As Published: 2001

TC 1.2 Commitments

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

MCOB 13.6 Repossessions

As Published: 2004

MCOB 13.6 Repossessions

COB 6.4 Product disclosure: special situations

As Published: 2004

COB 6.4 Product disclosure: special situations

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

FEES 6.2 Exemption

As Published: 2006

FEES 6.2 Exemption

LR 18.3 Listing applications

As Published: 2005

LR 18.3 Listing applications