Search Result

481 - 500 of 677 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

MCOB 2.5 Reliance on others

As Published: 2004

MCOB 2.5 Reliance on others

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2004

COLL 5.5 Cash, borrowing, lending and other provisions

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives