Search Result

461 - 480 of 655 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

PR App 3.1

As Published: 2005

PR App 3.1

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

MCOB 6.6 Offer documents in place of illustrations

As Published: 2004

MCOB 6.6 Offer documents in place of illustrations

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme