Search Result

421 - 440 of 592 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

LR 17.1 Application

As Published: 2005

LR 17.1 Application

PR App 3.1

As Published: 2005

PR App 3.1

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

DISP 4.1 Application and Purpose

As Published: 2002

DISP 4.1 Application and Purpose

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

MCOB 2.3 Inducements

As Published: 2004

MCOB 2.3 Inducements

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?