Search Result

401 - 420 of 611 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

…

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

…

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

…

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

…

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

…

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

…

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

…

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

…

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

…

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

…

LR 17.1 Application

As Published: 2005

LR 17.1 Application

…

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

…

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

…

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

…

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

…

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

…

COB 11.3 Packaged products

As Published: 2004

COB 11.3 Packaged products

…

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

…

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

…

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

…