Search Result

361 - 380 of 666 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

MCOB 6.2 Purpose

As Published: 2004

MCOB 6.2 Purpose

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

MCOB 4.9 Business loans

As Published: 2004

MCOB 4.9 Business loans

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State