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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion