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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

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PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

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PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

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