Search Result

261 - 280 of 298 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

DTR 3.1

As Published: 2005

DTR 3.1

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts

LR 16.4 Transactions

As Published: 2005

LR 16.4 Transactions