Search Result

241 - 260 of 700 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

MCOB 7.7 Business loans

As Published: 2004

MCOB 7.7 Business loans

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.2 These provisions have been moved to the Client Assets sourcebook (CASS)

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures