Search Result

221 - 240 of 627 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance