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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries