Search Result

181 - 200 of 666 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance