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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.6 Incoming EEA firms

As Published: 2006

FEES 6.6 Incoming EEA firms

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction