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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

MCOB 9.7 Disclosure at the start of the contract

As Published: 2004

MCOB 9.7 Disclosure at the start of the contract

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

GEN 1.2 Referring to approval by the FSA

As Published: 2001

GEN 1.2 Referring to approval by the FSA

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking