Search Result

61 - 80 of 573 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links