Search Result

381 - 400 of 653 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

GEN 1.2 Referring to approval by the FSA

As Published: 2001

GEN 1.2 Referring to approval by the FSA

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

LR 19.4 Continuing obligations

As Published: 2005

LR 19.4 Continuing obligations

COB 3.5 General

As Published: 2001

COB 3.5 General

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

COB 3.7 Records

As Published: 2003

COB 3.7 Records

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

ICOB 4.4 Statement of demands and needs

As Published: 2004

ICOB 4.4 Statement of demands and needs

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

PERG 8.23 Regulated activities

As Published: 2005

PERG 8.23 Regulated activities

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor