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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

LR 12.1 Application

As Published: 2005

LR 12.1 Application

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general