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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 4.11 Link between activities and the United Kingdom

As Published: 2005

PERG 4.11 Link between activities and the United Kingdom

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2