Search Result

181 - 200 of 602 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

MCOB 12.2 Purpose

As Published: 2004

MCOB 12.2 Purpose

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PERG 7.1 Application and purpose

As Published: 2005

PERG 7.1 Application and purpose

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

MCOB 12.5 Excessive charges

As Published: 2004

MCOB 12.5 Excessive charges