Search Result

121 - 140 of 166 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

LR 15.6 Authorised property unit trusts

As Published: 2005

LR 15.6 Authorised property unit trusts

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention