Search Result

41 - 60 of 652 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 13.5 Financial information in Class 1 Circulars

As Published: 2005

LR 13.5 Financial information in Class 1 Circulars

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing