Search Result

441 - 460 of 596 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2004

COLL 5.5 Cash, borrowing, lending and other provisions

SUP 3.6 Firms' cooperation with their auditors

As Published: 2001

SUP 3.6 Firms' cooperation with their auditors

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2005

PERG 4.6 Advising on regulated mortgage contracts

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information