Search Result

381 - 400 of 648 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

LR App 2.1 Fees and financial penalty income

As Published: 2005

LR App 2.1 Fees and financial penalty income

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

DISP App 1.1 Application and Purpose

As Published: 2002

DISP App 1.1 Application and Purpose

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions