Search Result

381 - 400 of 589 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2001

MAR 1.6 Market abuse (manipulating transactions)

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 8.2 Introduction

As Published: 2005

PERG 8.2 Introduction

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction