Search Result

341 - 360 of 609 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

DTR 1.1 Application and purpose

As Published: 2005

DTR 1.1 Application and purpose

PERG 8.2 Introduction

As Published: 2005

PERG 8.2 Introduction

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

LR 8.5 Responsibilities of listed companies

As Published: 2005

LR 8.5 Responsibilities of listed companies

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2005

LR 17.5 Requirements for states, regional and local authorities and public international bodies

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

PERG 7.2 Introduction

As Published: 2005

PERG 7.2 Introduction

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose