Search Result

281 - 300 of 575 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

COB 3.4 Purpose

As Published: 2002

COB 3.4 Purpose

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

COB 10.1 Application

As Published: 2001

COB 10.1 Application

MCOB 9.1 Application

As Published: 2004

MCOB 9.1 Application

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

MAR 1.10 Statutory exceptions

As Published: 2001

MAR 1.10 Statutory exceptions