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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

MCOB 12.6 Business loans

As Published: 2004

MCOB 12.6 Business loans

MCOB 13.7 Business loans

As Published: 2004

MCOB 13.7 Business loans

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

LR 4.4 Miscellaneous

As Published: 2005

LR 4.4 Miscellaneous

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules