Search Result

241 - 260 of 524 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

LR 18.4 Continuing obligations

As Published: 2005

LR 18.4 Continuing obligations

LR 12.5 Purchase of own securities other than equity shares

As Published: 2005

LR 12.5 Purchase of own securities other than equity shares

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative