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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

PERG 2.5 Investments and activities: general

As Published: 2005

PERG 2.5 Investments and activities: general

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates