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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

…

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

…

PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

…

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

…

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

…

LR 9.3 Continuing obligations - holders

As Published: 2005

LR 9.3 Continuing obligations - holders

…

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

…

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

…

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

…

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

…

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

…

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

…

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

…

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

…

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

…

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

…

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

…

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

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