Search Result

141 - 160 of 602 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?

DISP App 1.1 Application and Purpose

As Published: 2002

DISP App 1.1 Application and Purpose

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?