Search Result

101 - 120 of 598 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2005

PERG 1.5 What other guidance about the perimeter is available from the FSA?

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions