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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

COB 3.8 Form and content of financial promotions

As Published: 2001

COB 3.8 Form and content of financial promotions

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

MCOB 2.4 High pressure sales

As Published: 2004

MCOB 2.4 High pressure sales

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

ICOB 5.3 Provision of information to retail customers

As Published: 2004

ICOB 5.3 Provision of information to retail customers

LR 3.1 Application

As Published: 2005

LR 3.1 Application

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

DTR 2.6 Control of inside information

As Published: 2005

DTR 2.6 Control of inside information

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

GEN 2.1 Application and purpose

As Published: 2004

GEN 2.1 Application and purpose

MCOB 12.5 Excessive charges

As Published: 2004

MCOB 12.5 Excessive charges

MCOB 2.5 Reliance on others

As Published: 2004

MCOB 2.5 Reliance on others

LR 12.6 Treasury shares

As Published: 2005

LR 12.6 Treasury shares

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits