Search Result

361 - 380 of 681 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)