Search Result

181 - 200 of 581 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PERG 2.4 Link between activities and the United Kingdom

As Published: 2005

PERG 2.4 Link between activities and the United Kingdom

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication