Search Result

241 - 260 of 304 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction