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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.5 Investments and activities: general

As Published: 2005

PERG 2.5 Investments and activities: general

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2004

COLL 5.5 Cash, borrowing, lending and other provisions

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

PERG 4.11 Link between activities and the United Kingdom

As Published: 2005

PERG 4.11 Link between activities and the United Kingdom

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PR App 1.1

As Published: 2005

PR App 1.1

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

PERG 7.3 Does the activity require authorisation?

As Published: 2005

PERG 7.3 Does the activity require authorisation?

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions